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Securities - Practice Area

  1. Practice Areas


We provide a broad securities law practice, in which we represent individual investors, brokerage firms, directors and corporate officers, and companies seeking public trading status. Our securities attorneys are intimately familiar with the laws and regulations that control the securities industry. Our securities lawyers also assist corporate clients with Sarbanes-Oxley compliance. If you need legal assistance in a securities matter, our attorneys have the knowledge and experience representing clients at every level of the securities industry to advise and represent you.

We provide assistance in a variety of securities matters, including:

  • Arbitration and litigation of investment related disputes
  • Broker-dealer regulatory compliance
  • Corporate governance counseling
  • Minority shareholder oppression actions
  • Privacy placements
  • Proxy contests
  • Raiding and unfair competition cases
  • Regulatory enforcement defense
  • Stock fraud claims
  • Shareholder derivative actions


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