In a September 26 Wood TV article, Dan Broxup provides tips on how to protect yourself against brokers that do not follow the rules. Dan explained that you can find information on every registered broker representative in the country on the brokercheck database. He added that you can find out employment history and any red flags they may have on customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings.
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AnnouncementSeptember 7, 2023