Mika Meyers’ investor attorneys have been representing investors in disputes with their stockbrokers and financial advisers for more than three decades. Along with extensive experience, our investor advocates have unparalleled qualifications and skills. Practice group chair Dan Broxup is a CFA Charterholder, signifying that he has successfully completed the Chartered Financial Analyst Program, which tests applicants’ knowledge and skill in the areas such as portfolio management, wealth planning, and asset valuation. Mr. Broxup is also a former director of the investor advocacy clinic at the Michigan State University College of Law. Through the application of our experience, knowledge, and skill, Mika Meyers’ investor advocates have helped hundreds of clients recover their investment losses and peace of mind. Let us help you reclaim what is yours.
Securities Law Attorneys
When you need a strong advocate and smart mind on your business’s side, we answer.
Our securities law attorneys have helped a variety of companies with raising capital through exempt securities offerings and with compliance issues, including Sarbanes-Oxley compliance. A significant portion of our securities practice involves representing brokers and brokerage firms in employment-related disputes administered by the Financial Industry Regulatory Authority (FINRA), and in handling TRO and preliminary injunction proceedings in state and federal court. These matters typically involve disputes relating to non-compete and non-solicitation agreements, trade secrets, and forgivable loans.
We also assist with the formation of Registered Investment Advisors, including the completion of Form ADVs and the drafting of related brochures. We are familiar with the strict rules that must follow to ensure RIA approval and on-going RIA compliance.
Other areas of securities law in which we have knowledge and expertise include:
- Broker-dealer regulatory compliance
- Corporate governance counseling
- Minority shareholder oppression actions
- Proxy contests
- Shareholder derivative actions
Mika Meyers’ securities law lawyers have extensive experience in the field, working with a diverse range of clients across various industries, including banks and public companies. We handle all aspects of securities transactions, provide guidance on compliance, and offer customized solutions to meet our clients’ goals.
Our approach involves identifying client objectives and tailoring a cost-efficient plan to achieve them. We prioritize clear and timely communication and work well with other professionals involved in the matter. Contact our headquarters in Grand Rapids, Michigan to set up an initial consultation.
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